Home > AI, Cloud & Data > Expert Contributor

ISO 42001: The Next Step in Corporate Governance 

By Jaime Moreno - COMPLIA
Founder & CEO

STORY INLINE POST

DIA assistant
Jaime Moreno By Jaime Moreno | Founder & CEO - Tue, 09/08/2026 - 07:00

share it

Artificial intelligence is taking organizations into a new frontier of management. After decades of developing systems to manage quality, information security, and other business risks, companies now face a different challenge: how to govern artificial intelligence in a systematic, responsible, and verifiable manner.

In this context, ISO/IEC 42001:2023 represents much more than a new standard. It is the first international management system standard specifically dedicated to artificial intelligence. It establishes requirements for creating, implementing, maintaining, and continually improving an Artificial Intelligence Management System (AIMS), applicable to organizations of any size and sector that develop, provide, or use AI-based products or services.

But some organizations have an advantage: previous experience with management systems.

ISO 9001: A Starting Point

An organization that has implemented ISO 9001 understands something fundamental: governance does not simply mean drafting policies. It means translating objectives into processes, responsibilities, controls, indicators, evidence, audits, and continual improvement.

This experience provides a natural starting point for ISO/IEC 42001.

ISO management system standards use a Harmonized Structure that facilitates their integration. For an organization already managing quality, information security, or other areas through ISO standards, this means that much of its existing management, documentation, auditing, and continual improvement culture can be leveraged when incorporating new systems.

Therefore, a company with ISO 9001 experience should not approach ISO/IEC 42001 as if it were starting from scratch.

It already understands the language of management: organizational context, leadership, interested parties, risks and opportunities, objectives, documented information, internal audits, management review, and continual improvement.

What changes is the object of management.

ISO 9001 manages quality. ISO/IEC 42001 manages artificial intelligence.

From Quality to Responsible AI

This evolution is particularly relevant because ISO 9001 demonstrates how a standard can transform a specific discipline into a broader organizational management capability.

ISO/IEC 42001 follows a similar logic. It is not intended merely to control AI models or tools, but to establish an organizational system for managing the risks and opportunities associated with the development, provision, and use of artificial intelligence. Its methodology is based on the Plan-Do-Check-Act cycle, embedding governance into continual improvement.

This is where an essential concept emerges: Responsible AI.

Responsibility cannot depend solely on an ethical statement or corporate policy. It must be translated into mechanisms capable of demonstrating how risks are identified, responsibilities assigned, decisions made, systems supervised, and deviations corrected.

Governance therefore moves from being declarative to becoming operational.

A Standard Designed for Harmonization

ISO/IEC 42001 does not necessarily need to be built as an isolated system.

An organization that already has ISO 9001 can leverage existing processes for document management, auditing, performance indicators, corrective actions, and management review. If it also has ISO/IEC 27001, it already has a mature structure for managing information and security-related risks.

AI introduces additional dimensions: data quality, bias, transparency, traceability, human oversight, and potential impacts on individuals and organizations.

ISO itself presents ISO/IEC 42001 and ISO/IEC 27001 as complementary standards for managing AI governance and information security.

Therefore, the strategic question should not be “Which new ISO standard should we implement?,” but rather “How can we incorporate AI governance into the management system we already have?”

With or Without AI Legislation

This characteristic makes ISO/IEC 42001 relevant both to organizations subject to specific AI legislation and to those operating in jurisdictions where regulation is still evolving.

In the European Union, the EU AI Act establishes risk-based obligations. ISO/IEC 42001 does not replace legislation or automatically guarantee compliance, but it provides a management structure that can help incorporate legal and regulatory obligations into permanent organizational processes. ISO itself identifies support for governance and compliance with legal and regulatory requirements among the standard's benefits.

For countries where there is not yet comprehensive AI legislation equivalent to the EU framework, its value is equally strategic: it enables organizations to take a preventive approach and build governance capabilities before specific obligations become enforceable.

Regulation can change. A management system enables an organization to adapt.

Human in the Loop: From Principle to Evidence

Responsible AI also requires organizations to move beyond one of the most frequently used (and least understood) concepts in AI governance: Human in the Loop.

Having a person somewhere in the process does not guarantee effective human oversight. That person must have the necessary competencies, responsibilities, authority to intervene, and clear criteria for questioning, escalating, or stopping a decision when appropriate.

True governance must be able to demonstrate who supervises, what they supervise, according to which criteria, and what happens when a risk is identified.

ISO/IEC 42001 turns this logic into part of a management system subject to monitoring, evaluation, and continual improvement.

Human oversight, therefore, must be more than a statement: it must be demonstrable.

Qualified Professionals to Implement and Audit

This new environment also creates a critical need for talent.

Implementing ISO/IEC 42001 is not about preparing documents for an audit. It requires an understanding of management systems, AI risks, technology, data, security, compliance, ethics, and business processes.

Organizations will therefore need professionals with the appropriate preparation and experience to implement Artificial Intelligence Management Systems and conduct rigorous internal audits.

Professionalization is evolving as well. ISO is developing specific guidance for the implementation of ISO/IEC 42001 and has already published ISO/IEC 42006:2025, which establishes requirements for bodies that perform auditing and certification of Artificial Intelligence Management Systems.

The difference between knowing a standard and knowing how to implement it will become increasingly important.

The Next Competitive Asset

The history of ISO 9001 demonstrates how a standard can evolve from a differentiating practice into business infrastructure.

The new edition of ISO 9001:2026 has already been approved and is scheduled for publication in September 2026, confirming the continued evolution of management systems in response to changing business needs.

ISO/IEC 42001 now represents a comparable step forward for artificial intelligence.

Organizations already familiar with ISO 9001, ISO/IEC 27001, or other management systems have an advantage: they already possess the culture, processes, and experience required to harmonize new standards.

Responsible AI will move from principles to systems, from statements to evidence, and from compliance to competitiveness.

ISO/IEC 42001 certification is currently voluntary. However, as regulatory, contractual, and market expectations increase, independently demonstrating that an organization has an AIMS can become a strategic asset for trust.

As happened with ISO 9001 and later with ISO/IEC 27001, ISO/IEC 42001 is beginning to establish itself as a new layer of corporate governance infrastructure.

The future will not belong solely to companies that use AI.

It will belong to those capable of demonstrating that they know how to govern it.

Sources: 

ISO — ISO/IEC 42001:2023

ISO — Management System Standards

ISO — ISO/IEC 27001:2022

ISO — ISO/IEC 42006:2025 

ISO — ISO 9001:2026 

European Commission — EU AI Act

COMPLIA — Modelo COMPLIA de IA Responsable

AI Use Notice

Author's note: This article was drafted with the support of artificial intelligence tools solely for formatting and language refinement purposes. The content is original and developed by the author.

You May Like

Most popular

Newsletter